This circular shares some key observations noted from a concurrent thematic review conducted in 2020/21 by the Securities and Futures Commission ... ... <看更多>
「sfc circular」的推薦目錄：
sfc circular 在 Oversight - SFC circulars on vaccination and exemption from ... 的相關結果
This Oversight summarises the key points as set out in the two circulars and ... Separately, the SFC published the Circular to licensed corporations ... ... <看更多>
sfc circular 在 SFC Circular on ESG Funds to become effective on 1 January ... 的相關結果
On 29 June 2021, the Securities and Futures Commission (“SFC”) issued a circular[1] to set out its expectations on SFC-authorized unit ... ... <看更多>
sfc circular 在 SFC EFC Circular | Finance Department - Odisha Gov 的相關結果
SFC EFC Circular ... The content of this website is licensed under Creative Commons Attribution 4.0 International License. Total Visitors : 3,353,084. ... <看更多>
sfc circular 在 Circular to Management Companies ... - Green Finance Platform 的相關結果
The Securities and Futures Commission (SFC) of Hong Kong issued a circular to guide management companies of SFC-authorised unit trusts and mutual funds, ... ... <看更多>
sfc circular 在 Hong Kong SFC's new electronic data requirements place ... 的相關結果
In the Circular, the SFC has reminded LCs of their obligation to ensure the preservation and integrity of those records or documents they ... ... <看更多>
sfc circular 在 Hong Kong SFC issues operational resilience standards and ... 的相關結果
The circular and the report are important for intermediaries as their current operational resilience policies and business continuity plans will ... ... <看更多>
sfc circular 在 SFC circular warning asset managers on margin financing ... 的相關結果
The Securities and Futures Commission said in a circular issued earlier this month that it believes some licensed corporations carrying out ... ... <看更多>
sfc circular 在 Press Release: ASIFMA statement regarding Hong Kong SFC ... 的相關結果
Press Release: ASIFMA statement regarding Hong Kong SFC circular on manager in charge of regime. icon-clock. Latest News ... ... <看更多>
sfc circular 在 SFC Circular on the licensing obligations of family offices 的相關結果
On 7 January 2020, the SFC issued a circular that provides general guidance for family offices intending to carry out asset management or other services in ... ... <看更多>
sfc circular 在 HK SFC enhances disclosure requirements for ESG funds 的相關結果
The SFC (Securities and Futures Commission) has published an amended circular providing guidance to asset managers on enhanced disclosure ... ... <看更多>
sfc circular 在 BRIEF-Hong Kong SFC Issues Circular To Licensed ... - Reuters 的相關結果
Dec 13 (Reuters) - HONG KONG SFC. * ISSUES CIRCULAR TO LICENSED CORPORATIONS ON SCHEME FOR QUARANTINE-FREE TRAVEL TO MAINLAND CHINA. ... <看更多>
sfc circular 在 SFC publishes new guidance on ESG fund disclosures 的相關結果
The Revised Circular provides additional guidance for ESG funds with a climate-related focus (Climate Funds), such as illustrative examples of ... ... <看更多>
sfc circular 在 Hong Kong SFC releases new FAQs on external electronic ... 的相關結果
The Circular (i) imposes new requirements applicable to licensed corporations which exclusively rely on EDSPs, and (ii) provides further guidance as regards ... ... <看更多>
sfc circular 在 SFC Circular on Licensed Corporations' Use of External ... 的相關結果
SFC Circular on Licensed Corporations' Use of External Electronic Data Storage · Licensed Corporations' Compliance with Statutory Record-Keeping ... ... <看更多>
sfc circular 在 SFC's Circular to licensed corporations – Operation of Bank ... 的相關結果
The Securities and Futures Commission (“SFC”) issued a circular to licensed corporations (“LC”) on 28 June 2021 warning against ... ... <看更多>
sfc circular 在 SFC Circular on ESG Funds | LC Lawyers 的相關結果
On 29 June 2021, the SFC issued a circular to set out its expectations ESG funds with a view to improve their comparability, transparency, ... ... <看更多>
sfc circular 在 New SFC requirements on electronic data storage - Hogan ... 的相關結果
This article discusses the Circular to licensed corporations – use of external electronic data storage and the respective FAQs published by ... ... <看更多>
sfc circular 在 HKIDR - 通告 CIRCULAR 的相關結果
Reference is made to the consultation conclusions issued by the Securities and Futures Commission (SFC) on the implementation of an investor ... ... <看更多>
sfc circular 在 SFC updates electronic data storage provider rules 的相關結果
Following the Securities and Futures Commission's (SFC) publication of a circular (EDSP circular)[1] on 31 October 2019 for licensed ... ... <看更多>
sfc circular 在 SFC publishes a new circular on ESG fund disclosures - ONC ... 的相關結果
On 29 June 2021, the Securities and Futures Commission (the “SFC”) issued the Circular to Management Companies of SFC-authorised Unit Trusts and Mutual Funds – ... ... <看更多>
sfc circular 在 SFC issues circular to fund industry participants in view of ... 的相關結果
[1] Set out in paragraph 29 of SFC's Circular to management companies of SFC-authorized funds on liquidity risk management dated 4 July 2016 (as ... ... <看更多>
sfc circular 在 Hong Kong Securities and Futures Commission (SFC ... 的相關結果
Further, the Circular addressed a number of issues identified as part of the. SFC's supervision of licensed asset managers and their management of private funds ... ... <看更多>
sfc circular 在 Circular to management companies of SFC-authorized unit ... 的相關結果
Circular to management companies of SFC-authorized unit trusts and mutual funds – ESG funds | Securities & Futures Commission of Hong Kong. ... <看更多>
sfc circular 在 Hong Kong: SFC issues additional guidance on external ... 的相關結果
... which elaborate on the requirements for using external electronic data storage providers under the SFC's 31 October 2019 circular. ... <看更多>
sfc circular 在 Hong Kong: Requirements On The Electronic Storage Of Data 的相關結果
Pursuant to the Circular, any LCs that exclusively 1 rely on EDSPs to store their Regulatory Records must: Obtain SFC's prior written consent: ... ... <看更多>
sfc circular 在 The SFC issues guidance on the use of external electronic ... 的相關結果
The Securities and Futures Commission (the SFC) has issued a circular (the Circular) to licensed corporations (LCs) on the use of external electronic data ... ... <看更多>
sfc circular 在 HKMA, SFC Outline Expectations on Sale of ILS Products 的相關結果
The circular follows the $30mn issuance of Hong Kong's first catastrophe bond by Greater Bay Re, a state-sponsored special purpose vehicle. ... <看更多>
sfc circular 在 [ssg circular/dti/2021/1] reminder on skillsfuture credit (sfc ... 的相關結果
[SSG CIRCULAR/DTI/2021/1] REMINDER ON SKILLSFUTURE CREDIT (SFC) COURSES UPLOADED BY OTHER AGENCIES / UPLOADED USING DCT FILE. ... <看更多>
sfc circular 在 Hong Kong SAR – SFC Publishes Circular On Deficiencies In ... 的相關結果
The SFC has published a circular setting out key observations from routine and thematic inspections of Licensed Corporations' (LC) AML/CFT ... ... <看更多>
sfc circular 在 EY Webinar on SFC Circular - Use of External Electronic Data ... 的相關結果
The SFC released its Circular to Licensed Corporations - Use of external electronic data storage caused a stir upon its release on 31 ... ... <看更多>
sfc circular 在 SFC guidance on enhanced disclosures for ESG funds - King ... 的相關結果
The Securities and Futures Commission ("SFC") has recently issued a circular to provide guidance on its expectations on enhanced disclosure ... ... <看更多>
sfc circular 在 SFC demand greater control of bank accounts - Bovill 的相關結果
The SFC has issued a circular requesting improved controls for both house bank accounts and client bank accounts. ... <看更多>
sfc circular 在 SFC and DGROs - PDS 的相關結果
Promotion and Deputation orders · Seniority Lists · Circulars and Govt Orders; e-District; Rationing Reports; Price Monitoring. NFSA. SFC and DGROs. ... <看更多>
sfc circular 在 Newsflash: SFC Licensing Guidance for Private Equity Firms 的相關結果
The Hong Kong Securities and Futures Commission (SFC) issued a circular (Circular) on January 7, 2020, which clarifies that private equity ... ... <看更多>
sfc circular 在 SFC Circular MIL Spec Strain Reliefs & Adapters - Mouser ... 的相關結果
SFC Circular MIL Spec Strain Reliefs & Adapters are available at Mouser Electronics. Mouser offers inventory, pricing, & datasheets for SFC Circular MIL ... ... <看更多>
sfc circular 在 The SFC's Guidance on Corporate Transactions and the Use ... 的相關結果
The Securities and Futures Commission (SFC) recently issued (a) a ... regarding valuations in corporate transactions (the Circular); and (c) ... ... <看更多>
sfc circular 在 SFC provides regulatory relief for SFC-licensed businesses ... 的相關結果
On 5 February 2020, the Securities and Futures Commission (the "SFC") released a circular acknowledging the disruptions caused by COVID-19 ... ... <看更多>
sfc circular 在 SFC Publishes Guidance to Fund Industry in view of COVID ... 的相關結果
On 27 March 2020, the Securities and Futures Commission (the SFC) issued its Circular to management companies and trustees and custodians of ... ... <看更多>
sfc circular 在 SFC requirements of Licensed Corporations on the use of ... 的相關結果
The regulators have also reacted and the Securities and Futures Commission (SFC) has extended the deadline of the circular regarding external data storage ... ... <看更多>
sfc circular 在 Additional SFC Guidance on External Electronic Data Storage ... 的相關結果
Under the Circular on External Electronic Data Storage, licensed corporations are permitted to keep regulatory records exclusively with EDSPs ... ... <看更多>
sfc circular 在 SFC Circular Reminds Intermediaries of their Obligations to ... 的相關結果
On 27 March 2020, Hong Kong's Securities and Futures Commission (SFC) issued a circular to Hong Kong licensed intermediaries reminding them ... ... <看更多>
sfc circular 在 HK SFC Issues Circular Identifying Myanmar As High Risk ... 的相關結果
On 2 July 2013, the Securities and Futures Commission of Hong Kong (SFC) issued a circular to licensed corporations and associated entities in relation to ... ... <看更多>
sfc circular 在 Hong Kong: SFC Provides Licensing Guidance to Private ... 的相關結果
The SFC has issued a circular providing further clarity and guidance on the application of its licensing requirements to private equity ... ... <看更多>
sfc circular 在 Hong Kong SFC Extends Deadlines For Implementing ... 的相關結果
... and Futures Commission (SFC) has announced via a circular1 dated 31 ... While the SFC has reiterated that intermediaries are expected to ... ... <看更多>
sfc circular 在 SFC Licensing Requirements for Private Equity Fund ... 的相關結果
The Securities and Futures Commission of Hong Kong (the “SFC”) issued 2 circulars on 7 January 2020, namely the (i) Circular to Private Equity Firms Seeking ... ... <看更多>
sfc circular 在 Hong Kong - SFC Circular Warning Asset Managers On ... 的相關結果
Hong Kong – SFC Circular Warning Asset Managers On Margin Financing Activities Disguised As Investments: Wider Market Implications. ... <看更多>
sfc circular 在 Hong Kong SFC Issues New Guidelines on Electronic Data ... 的相關結果
The SFC circular recognizes the increasing prevalence of licensed companies using the services of external electronic data storage providers ... ... <看更多>
sfc circular 在 Kept out in the cold – the SFC's new cold shoulder order register 的相關結果
In its circular dated 21 May 2015, which coincided with the launch of the register, the SFC stated that any licensed corporation or registered person who ... ... <看更多>
sfc circular 在 Circular SFC por disminución del riesgo asegurado - Brigard ... 的相關結果
El pasado 5 de junio de 2020, la Superintendencia Financiera de Colombia (“SFC”) expidió la Circular Externa 021 de 2020 mediante la cual ... ... <看更多>
sfc circular 在 SFC introduces manager-in-charge regime to heighten senior ... 的相關結果
In its "Circular to Licensed Corporations Regarding Measures for Augmenting the Accountability of Senior Management" (Circular), the SFC ... ... <看更多>
sfc circular 在 SFC insists fund managers disclose climate-related risks 的相關結果
... according to a circular issued by the Securities and Futures Commission (SFC) late last week. The SFC will amend its Fund Manager Code ... ... <看更多>
sfc circular 在 SFC Disciplinary Action – Customer/Personal Data | RPC 的相關結果
In 2010, the SFC issued a circular to licensed corporations on “Compliance with the PD(P)O”, recommending that corporations have internal ... ... <看更多>
sfc circular 在 Helping the public understand new investor protection measures 的相關結果
The Securities and Futures Commission (SFC) launched today two plain-language publications to help investors better understand product Key ... ... <看更多>
sfc circular 在 AFM and SFC sign MoU on Netherlands-Hong Kong Mutual ... 的相關結果
... scheme are set out in the 'AFM requirements and process for mutual recognition of Hong Kong Funds' and the 'SFC circular' issued today. ... <看更多>
sfc circular 在 SFC Settles Disciplinary Action with Mak Wai Kwong 的相關結果
The SFC has reprimanded Mr Mak Wai Kwong, a licensed representative of UOB Kay Hian (Hong Kong) Limited and UOB Kay Hian Futures (Hong Kong) ... ... <看更多>
sfc circular 在 Media release - The Hong Kong Federation of Insurers 的相關結果
With regard to the circular released by the Securities and Futures Commission (SFC) to issuers of SFC-authorised investment-linked assurance schemes, ... ... <看更多>
sfc circular 在 Compliance With The SFC Manager-In-Charge Regime - BDO ... 的相關結果
On 16 December 2016, the Securities and Futures Commission (SFC) issued a Circular, two Annexes and a Frequently Asked Questions (FAQs) (the ... ... <看更多>
sfc circular 在 Regulatory Updates - January - June 2020 - Amazon AWS 的相關結果
SFC Releases Guidance on Family Office Licensing in Hong Kong. - January 2020. On 7th January 2020, the SFC released a circular setting out ... ... <看更多>
sfc circular 在 UCITS: Mutual recognition Luxembourg/Hong Kong funds 的相關結果
The SFC Circular and the CSSF streamlining requirements and process for mutual recognition of Hong Kong funds outline the general principles ... ... <看更多>
sfc circular 在 Circular to Licensed Corporations Regarding Measures for ... 的相關結果
On 16 December 2016 the SFC issued the Circular to Licensed ... Augmenting the Accountability of Senior Management (“Circular”)1 setting ... ... <看更多>
sfc circular 在 Hong Kong SFC publishes new guidance on ESG fund ... 的相關結果
The HK Securities and Futures Commission (SFC) today issued a circular to provide guidance to management companies of SFC-authorised unit ... ... <看更多>
sfc circular 在 HK: SFC Clarifies the Licensing Requirements for the ... 的相關結果
The Hong Kong Securities and Futures Commission (“SFC”) recently issued a circular clarifying that insurers, corporate insurance brokers and ... ... <看更多>
sfc circular 在 SFC Issues Cybersecurity Circular - Kroll 的相關結果
Duff & Phelps' Regulatory and Compliance Consulting Practice discusses the SFC cybersecurity circular to all Licensed Corporations ... ... <看更多>
sfc circular 在 New SFC Circular on Bitcoin Futures - Robertsons 的相關結果
With the much-publicised announcement last month by the US Commodity Futures Trading Commission of the launch of three separate bitcoin ... ... <看更多>
sfc circular 在 Allotment for year 2021-22 - Panchayati Raj 的相關結果
05/2021-22, SFC-VI-1st Installment 2020-21 Paid in 2021-22 For Gram Panchayat, 18-Aug-2021, View. Administrative and financial sanction no. ... <看更多>
sfc circular 在 detectors-sfc - Jasco 的相關結果
Circular Dichroism. JASCO offers a wide range of detectors with high pressure cells UV, Diode Array (real time collection of 3D spectra and chromatogram) ... ... <看更多>
sfc circular 在 Cryptocurrencies and other virtual assets: Hong Kong's new ... 的相關結果
The SFC has also released details of a conceptual framework to explore the regulation of virtual asset trading platforms. Circular to ... ... <看更多>
sfc circular 在 SFC Circular on Regulation of Bitcoin Futures and ... 的相關結果
The Securities and Futures Commission (SFC) issued a Circular on 11 December 2017 stating that it regards Bitcoin futures contracts traded on U.S. futures ... ... <看更多>
sfc circular 在 Home Page - Official website of Government of Maharashtra ... 的相關結果
संकेत स्थळाचा उद्देश नागरिकांना शिक्षित करणे आहे च्यासोबत माहिती पर्यंत पोहोचवीने ... ... <看更多>
sfc circular 在 BIG | Bjarke Ingels Group 的相關結果
... area that builds on renewable energy, energy efficiency, circular economic principles and zero emission solutions during development and operation. ... <看更多>
sfc circular 在 Circular to intermediaries, responsible officers and licensed ... 的相關結果
19 Mar 2021. The Securities and Futures Commission (SFC) will waive the annual licensing fees of all intermediaries and licensed individuals ... ... <看更多>
sfc circular 在 Mumbai University - University of Mumbai 的相關結果
कुलगुरु यांच्या हस्ते आयोजित करण्यात येणार आहे. Circular regarding amended rate of remuneration of Visiting faculty for ... ... <看更多>
sfc circular 在 ST. FRANCIS COLLEGE 的相關結果
SFC NEWS · National Mathematics Day Celebration - 2021 · Fire Safety Demonstration Report · Guest Lecture on “The 10 Rules of IKIGAI” · Webinar on Aviation ... ... <看更多>
sfc circular 在 Government Orders - FINANCE DEPARTMENT 的相關結果
GO(Rt) No.254/2022/Fin, 2022-01-1212-01-2022, SFC-B, സാമൂഹ്യ സുരക്ഷാ പെൻഷൻ - 2021 മെയ് മുതൽ 2021 ഒക്ടോബർ വരെയുളള ... ... <看更多>
sfc circular 在 Department of Food Civil Supplies and Consumer Affairs ... 的相關結果
Scope of Content · Forms · Tenders · Services · Policies & Guidelines · How to get Aadhaar · Accessibility Statement · Circular · Documents ... ... <看更多>
sfc circular 在 Shivaji University, Kolhapur - One of the oldest and premier ... 的相關結果
News and Events; Seminars and Workshop; Circulars; Helpdesk; Imp Links; Press Release ... Circular Regarding All Online Services of SFC. ... <看更多>
sfc circular 在 Investor Alert List - SC Investor Alerts - Securities Commission ... 的相關結果
Sun Coin Fund (SFC 币). N/A. https://www.suncoinfund.com/. 2021. Offering and promotion of digital assets without authorization from the SC ... ... <看更多>
sfc circular 在 Government of Punjab, India 的相關結果
Punjab at a Glance · Density: 551 per sq km · Capital: Chandigarh · Literacy Rate: 75.84% · Districts: 23 · Tehsils: 82. ... <看更多>
sfc circular 在 Egiye Bangla: Government of West Bengal 的相關結果
The West Bengal Government appeals ALL to contribute in West Bengal State Emergency Relief Fund and assist the State Government in prevention ... ... <看更多>
sfc circular 在 People’s Republic of China–Hong Kong Special Administrative ... 的相關結果
The SFC issued a circular and the thematic review report in September 2020 which summarized key findings and observations and provided guidance of our ... ... <看更多>
sfc circular 在 NFSA 的相關結果
Circulars and OMs · Letters and Advisories · Official YouTube Channel of DFPD ... of the Standing Finance Committee (SFC) on the proposed extension of the ... ... <看更多>
sfc circular 在 Information Circular - 第 28 頁 - Google 圖書結果 的相關結果
1 SFC . 58 , T135 , R200 ASHLAND VIL . INC . 04/15/74 CA / 16774 NOT GIVEN 11122 4000 1600 I NO EX 74 SAMPLE 14235 LOUISIANA ST LANDRY AND RE PONT DALLAS ... ... <看更多>
sfc circular 在 China New Economy Fund Limited 的相關結果
Circular · Financial Result · Contact Us. China New Economy Fund (Site Banner). | All news. | All announcements. 2015 | 01 | 14, Positive Profit Alert ... ... <看更多>
sfc circular 在 SFC Forward | Strategic Vision for 2023 的相關結果
SFC Forward: Strategic Vision for 2023 & Beyond. St. Francis College is redesigning the institution so it can continue to support our students and staff both ... ... <看更多>
sfc circular 在 B (SD)/2021 dated 08.10.20 - Ministry of Home Affairs 的相關結果
Copy to: 1. 1. NIC, DEA for uploading the circular on website of DEA. ... SFC/EFC/Cabine t approval for FY. 2021-22. Budget. Estimates. ... <看更多>
sfc circular 在 Selangor F.C. - Wikipedia 的相關結果
Selangor FC logo.svg ; Full name, Selangor Football Club / Kelab Bola Sepak Selangor ; Nickname(s), Red Giants Gergasi Merah King of Malaya ; Short name, SFC. ... <看更多>
sfc circular 在 Recent UK, Japan, and Hong Kong ESG Developments 的相關結果
... issuance of a related Circular to Licensed Corporations (the Circular) that ... The SFC's initial focus has been climate-related risks. ... <看更多>
sfc circular 在 what-is-new - MPWRD 的相關結果
प्रकाशन दिनांक आदेश दिनांक सेक्शन
14/01/2022 13/01/2022 Accepted Tender
13/01/2022 13/01/2022 E‑in‑C
13/01/2022 12/01/2022 Accepted Tender ... <看更多>
sfc circular 在 Rake Allotment - FOIS 的相關結果
RATE CIRCULARS · SMART · RBS ... SBP, SBPD, SBPY, SEBD, SFC, SFK, SLRA, SMER, SNRL, SRGP, SRLA, SSN, THV, TIG, TRKR. ALL Specific Period. ... <看更多>
sfc circular 在 Cottonwood Fund III overgrows its $75M target – Bits&Chips 的相關結果
... (biometric sensor chips), MPower Technology (space-based solar power) and Circular Genomics (circular RNAs for neurological disorders). ... <看更多>
sfc circular 在 Fcs Software Solutions Ltd Live Stock Price , Fcssoft ... - BSE 的相關結果
... Risk Management · Clearing & Settlement Process · Regulatory Circular References · IRF Spread Examples · FAQs · Market Holidays · E-Brochure. ... <看更多>
sfc circular 在 AIIMS Deoghar: Home 的相關結果
IB; GB; SAC; SEC; SFC. Close. Annual Report; Acts & Rules; RTI; eNewsletter ... With refrence to Advt No: AIIMS/Deoghar/2021-22/07/Circular-Notice/Admin/41 ... ... <看更多>
sfc circular 在 Sw - on sale 70% off 2 in 1 Plastic Pet Cage Hamster Water ... 的相關結果
SFC (specialist firearms command) It's hard to keep up with police ranks and what ... Circular … none Police union rebuts independent report that faults ... ... <看更多>
sfc circular 在 Is Golay's Famous Equation for HETP Still Relevant in ... 的相關結果
The equation for circular capillary columns is presented as equation 3: figure image. Note that Golay also described a similar equation for ... ... <看更多>
sfc circular 在 Sfc formula. per gal. From this data, you can calculate the ... 的相關結果
The Specific Fuel Consumption (SFC) of a jet engine c is defined per ... Commission (SFC) issued a Circular on 13 June 2019 informing SFC-licensed and ... ... <看更多>
sfc circular 在 Smart surge protector. DHgate offers a large selection of ... 的相關結果
1A USB 4 Port Smart Charging Power Strip SFC Jiashan Shengfeng Plastics ... with six adapter-style plugs available in a circular design, ... ... <看更多>
sfc circular 在 Dot m cursor. This Knowledge Base Article lists all known and ... 的相關結果
In that black screen, type "sfc /scannow" and hit "ENTER". ... text: then nothing happens except that the blue circular cursor revolves endlessly. msc … ... <看更多>
sfc circular 在 Circulars | Securities & Futures Commission of Hong Kong - SFC 的相關結果
Circulars. We publish circulars from time to time to remind industry participants of regulatory requirements and help them understand regulatory issues. ... <看更多>